UBS Asset Management (Hong Kong) Limited
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for UBS Asset Management (Hong Kong) Limited, a Hong Kong-based licensed corporation with CE reference AGP568. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 4 - Advising on securities; 9 - Asset management. Current licensed staff on file: 55 (total recorded over time: 479). Earliest licence on file: 2012-09-12.
- Formerly known as:
-
UBS Global Asset Management (Hong Kong) Limited (until 2015-10-30)UBS Asset Management (Hong Kong) Limited (until 2002-04-08)UBS Warburg Investments Asia Limited (until 2001-03-13)Warburg Investments (Asia) Limtied (until 2000-05-01)SBC Warburg Investments Asia Limtied (until 1998-06-28)SBC Investments Asia Limited (until 1995-08-31)
- Category:
-
Buyside · Asset management ?
- Registered address:
- 45 & 47-52/F, Two International Finance Centre, 8 Finance Street, Central
- Website:
- LinkedIn:
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Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | 2012-09-12 | present |
| Type 4 - Advising on securities | Pre-2003 | present |
| Type 9 - Asset management | Pre-2003 | present |
| Type 2 - Dealing in futures contracts | 2012-09-12 | 2020-01-21 |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (479)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Yu Fu 傅鈺 | RO 1, 4, 9 Rep 1, 4, 9 | 2022-04 | Present |
| Lin Gui 桂林 | RO 1, 4, 9 Rep 1, 4, 9 | 2022-05 | Present |
| Qingkun Guo 郭慶坤 | RO 1, 4, 9 Rep 1, 4, 9 | 2025-05 | Present |
| David Patrick Ho 何嘉豪 | RO 1, 4 Rep 1, 4, 9 | 2011-06 | Present |
| Li Fei Hsu 許莉菲 | RO 1, 4 Rep 1, 4 | 2019-03 | Present |
| Akiko Yagi 八木晶子 | RO 1, 4, 9 Rep 1, 4, 9 | 2013-08 | Present |
| Chung Kit Yeung 楊忠杰 | RO 1, 4, 9 Rep 1, 4, 9 | 2013-09 | Present |
| Wai Ho Yiu 姚偉浩 | RO 1, 4, 9 Rep 1, 4, 9 | 2014-10 | Present |
| Zieshan Afzal | Rep 1, 4 | 2023-01 | Present |
| Chee Seng Chan | Rep 4, 9 | 2004-03 | Present |
| Chi Ho Chan 陳志豪 | Rep 1, 4 | 2026-11 | Present |
| Gary Siu Tung Chan 陳兆東 | Rep 1, 4 | 2025-10 | Present |
| Ho Yau Chan 陳可柔 | Rep 1, 4, 9 | 2025-09 | Present |
| Kong Sang Che 車港生 | Rep 1, 4 | 2026-11 | Present |
| Hao Chen 陳浩 | Rep 1, 4 | 2026-11 | Present |
| Ya Shih Chen 陳雅詩 | Rep 1, 4, 9 | 2023-07 | Present |
| Ka Ying Cheng 鄭家櫻 | Rep 1, 4 | 2023-07 | Present |
| Wing Yan Denise Cheung 張穎欣 | Rep 4, 9 | 2015-12 | Present |
| Florian Cisana | Rep 1, 4 | 2025-08 | Present |
| Ning Ding 丁宁 | Rep 4, 9 | 2020-01 | Present |
| Longtin Got 葛朗天 | Rep 1, 4, 9 | 2026-08 | Present |
| Weisi He 何維斯 | Rep 1, 4, 9 | 2025-05 | Present |
| Brian Boon Yun Ho 何本恩 | Rep 1, 4 | 2023-01 | Present |
| Renbin Huang 黃仁斌 | Rep 1, 4, 9 | 2018-11 | Present |
| Chantal Huerlimann | Rep 1, 4 | 2026-11 | Present |
| Gunther Jost | Rep 1, 4 | 2026-11 | Present |
| Thomas Kaegi | Rep 1, 4 | 2016-04 | Present |
| Jui Tang Kao 高瑞堂 | Rep 1, 4 | 2024-03 | Present |
| Yee Huen Kwok 郭懿萱 | Rep 1, 4 | 2019-07 | Present |
| Chi Nga Karen Lau 劉緻雅 | Rep 1, 4 | 2026-11 | Present |
| Ngan Chi Lau 劉晏芝 | Rep 1, 4 | 2022-07 | Present |
| Po Yan Lau 劉寶茵 | Rep 1, 4, 9 | 2023-08 | Present |
| Cheng Yeh Lee 李承曄 | Rep 1, 4 | 2026-11 | Present |
| Ka Yan Leung 梁家欣 | Rep 1, 4, 9 | 2026-10 | Present |
| Jiaming Liu | Rep 1, 4 | 2026-04 | Present |
| Ling Chu Liu 劉玲菊 | Rep 1, 4 | 2026-11 | Present |
| Xiang Liu 劉湘 | Rep 1, 4 | 2026-11 | Present |
| Peichen Lu 陆培晨 | Rep 1, 4 | 2026-11 | Present |
| Chun Lung Lui 呂駿龍 | Rep 1, 4, 9 | 2026-07 | Present |
| Lei Ma 馬磊 | Rep 4, 9 | 2026-04 | Present |
| Desmond Ka Yiu Ng 吳家耀 | Rep 1, 4, 9 | 2025-11 | Present |
| Ka Wai So 蘇嘉慧 | Rep 1, 4 | 2021-02 | Present |
| Mei Ki Tse 謝美琪 | Rep 1, 4 | 2026-07 | Present |
| Lik Hang Tsoi 蔡力行 | Rep 1, 4 | 2026-11 | Present |
| Chen Wang 王晨 | Rep 4, 9 | 2019-12 | Present |
| Yimiao Wang 王一苗 | Rep 1, 4, 9 | 2023-02 | Present |
| Theresa Yuen-Tung Wong 黃琬彤 | Rep 1, 4 | 2026-11 | Present |
| Yu Wong 王儒 | Rep 1, 4, 9 | 2026-06 | Present |
| Sirui Yang | Rep 1, 4, 9 | 2025-10 | Present |
| Kwan Mei Emily Yeung 楊鈞湄 | Rep 1, 4 | 2025-08 | Present |
| Wai Shum Yeung 楊惠深 | Rep 1, 4, 9 | 2026-07 | Present |
| Wai Lam Yiu 姚瑋霖 | Rep 1, 4, 9 | 2020-04 | Present |
| Wai Ling Yuen 袁慧玲 | Rep 1, 4, 9 | 2013-07 | Present |
| Yang Zhao 趙暘 | Rep 1, 4 | 2026-11 | Present |
| Dongliang Zou 鄒東亮 | Rep 4, 9 | 2025-08 | Present |
| Lukas Christian David Erard | Rep 1, 4 | 2025-03 | 2026-10 |
| Massimiliano Castelli | Rep 1, 4 | 2024-05 | 2026-10 |
| Sangram Madhukar Jadhav | Rep 1, 4 | 2026-10 | 2026-10 |
| Shiao Wern Charlene Huang | Rep 1, 4 | 2015-08 | 2026-10 |
| Bin Shi 施斌 | RO 4, 9 Rep 4, 9 | 2006-01 | 2026-09 |
| Cheng He 何成 | Rep 1, 4 | 2018-10 | 2026-09 |
| Oliver Gareth Smith | Rep 1, 4 | 2026-04 | 2026-09 |
| James Tobias Thompson | Rep 1, 4 | 2026-09 | 2026-09 |
| Edoardo Rulli | Rep 1, 4 | 2025-09 | 2026-09 |
| Yuan Wu 吳渊 | RO 1, 4, 9 Rep 4, 9 | 2015-05 | 2026-08 |
| Hiu Tung Li 李曉彤 | Rep 1, 4, 9 | 2025-05 | 2026-08 |
| Wai Tsam Alisa Leung 梁蔚沁 | Rep 1, 4, 9 | 2025-06 | 2026-07 |
| Wing Yan Yuen 袁穎恩 | Rep 1, 4, 9 | 2024-09 | 2026-07 |
| Sau Man Siu 蕭秀雯 | Rep 4 | 2022-01 | 2026-06 |
| Martos Rodrigo Dupleich Ulloa | Rep 1, 4 | 2026-06 | 2026-06 |
| Li Wen Chong | Rep 1, 4 | 2026-05 | 2026-05 |
| Martin Dominik Wiethuechter | Rep 1, 4 | 2019-07 | 2026-05 |
| Ka Wing Wong | Rep 1, 4, 9 | 2017-11 | 2026-05 |
| Qianlan Ye | Rep 1, 4 | 2026-05 | 2026-05 |
| Matthias Dettwiler | Rep 1, 4 | 2025-05 | 2026-05 |
| Shamaila Ashar Khan | Rep 1, 4 | 2023-08 | 2026-05 |
| David Joshua Mechlin | Rep 1, 4 | 2026-05 | 2026-05 |
| Johannes Minho Roth | Rep 1, 4 | 2025-03 | 2026-05 |
| Victoria Audrey Liu 廖卓琦 | Rep 1, 4 | 2021-08 | 2026-05 |
| Cheuk Hang Tsang 曾焯恒 | Rep 1, 4 | 2023-08 | 2026-05 |
| Enoch Tsz Wang Wong 黃梓泓 | Rep 1, 4, 9 | 2025-09 | 2026-04 |
| John Bradshaw | RO 1, 2, 9 Rep 4, 9 | 2012-03 | 2026-03 |
| Min Huey Chong 張茗卉 | Rep 1, 4, 9 | 2025-03 | 2026-03 |
| Andrew Masters Williamson | Rep 1, 4 | 2015-09 | 2026-03 |
| Declan O'Brien | Rep 1, 4 | 2026-03 | 2026-03 |
| Ioannis Andrea Mitilineos | Rep 1, 4 | 2026-03 | 2026-03 |
| Kevin Raymond Barker | Rep 1, 4 | 2026-02 | 2026-03 |
| Adrianus Gijsbertus van Riemsdijk | Rep 1, 4 | 2023-10 | 2026-03 |
| Scott Douglas Wilkin | Rep 1, 4 | 2017-02 | 2026-03 |
| Jiarong Zhang 張佳榮 | Rep 1, 9 | 2021-05 | 2026-02 |
| Xuan Zeng 曾璇 | Rep 1, 4 | 2026-02 | 2026-02 |
| Yik Ki Yu 余奕淇 | Rep 1, 4, 9 | 2008-07 | 2026-01 |
| Nino Colesanto | Rep 1, 4 | 2024-05 | 2026-01 |
| Christopher Richard Kempton | Rep 1, 4 | 2024-08 | 2026-01 |
| Hon Yan Ip 葉漢昕 | Rep 1, 4 | 2022-09 | 2026-01 |
| Michael A Stansfield 譚明康 | Rep 1, 4, 9 | 2020-09 | 2026-01 |
| Nippitch Keeratibunharn | Rep 1, 4, 9 | 2023-09 | 2026-01 |
| Joyce Lok Yan Ho 何樂忻 | RO 1, 4 Rep 1, 4 | 2016-09 | 2025-12 |
| Chelsea Victoria 陳玥錡 | Rep 1, 4 | 2022-11 | 2025-11 |
| Joseph M Sciortino | Rep 1, 4 | 2020-01 | 2025-11 |
Showing 1–100 of 479
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