Christopher Richard Kempton
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Christopher Richard Kempton ( ), a licensed former licensee with CE reference BVH062. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2026-01-13 | 2026-01-16 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2026-01-13 | 2026-01-16 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2025-11-07 | 2025-11-11 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2025-11-07 | 2025-11-11 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2025-08-25 | 2025-08-29 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2025-08-25 | 2025-08-29 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2025-02-11 | 2025-02-14 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2025-02-11 | 2025-02-14 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2024-08-09 | 2024-08-13 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2024-08-09 | 2024-08-13 |