Johannes Minho Roth
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Johannes Minho Roth ( ), a licensed former licensee with CE reference BWB946. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2026-03-20 | 2026-03-27 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2026-03-20 | 2026-03-27 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2025-10-31 | 2025-11-07 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2025-10-31 | 2025-11-07 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2025-03-25 | 2025-03-28 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2025-03-25 | 2025-03-28 |