Johannes Minho Roth

CE No. BWB946 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Johannes Minho Roth (), a licensed former licensee with CE reference BWB946. Total licence records on file: 6.

Licence history

FirmRoleRegulated activityFromTo
UBS Asset Management (Hong Kong) Limited Rep Type 1 - Dealing in securities 2026-03-20 2026-03-27
UBS Asset Management (Hong Kong) Limited Rep Type 4 - Advising on securities 2026-03-20 2026-03-27
UBS Asset Management (Hong Kong) Limited Rep Type 1 - Dealing in securities 2025-10-31 2025-11-07
UBS Asset Management (Hong Kong) Limited Rep Type 4 - Advising on securities 2025-10-31 2025-11-07
UBS Asset Management (Hong Kong) Limited Rep Type 1 - Dealing in securities 2025-03-25 2025-03-28
UBS Asset Management (Hong Kong) Limited Rep Type 4 - Advising on securities 2025-03-25 2025-03-28

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