Yang Zhao
趙暘
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yang Zhao (趙暘), a licensed former licensee with CE reference BHR796. This person has 4.6 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2022-11-11 | 2024-10-04 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2022-11-11 | 2024-10-04 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2022-10-12 | 2024-10-04 |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2020-10-21 | 2022-05-11 |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 |
Rep | Type 5 - Advising on futures contracts | 2020-10-21 | 2022-05-11 |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2020-10-21 | 2022-05-11 |
| Probitas Hong Kong Limited 卓信融資顧問有限公司 |
Rep | Type 1 - Dealing in securities | 2016-06-30 | 2017-08-08 |
| Probitas Hong Kong Limited 卓信融資顧問有限公司 |
Rep | Type 4 - Advising on securities | 2016-06-30 | 2017-08-08 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yang Zhao during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.