Michael A Stansfield
譚明康
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Michael A Stansfield (譚明康), a licensed former licensee with CE reference BNB768. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Asset Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2021-01-18 | 2026-01-15 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2020-09-11 | 2026-01-15 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2020-09-11 | 2026-01-15 |
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2018-06-13 | 2020-08-21 |
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 |
Rep | Type 4 - Advising on securities | 2018-06-13 | 2020-08-21 |