Shiao Wern Charlene Huang
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shiao Wern Charlene Huang ( ), a licensed former licensee with CE reference BGA583. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2025-11-14 | 2025-11-20 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2025-11-14 | 2025-11-20 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2025-05-23 | 2025-05-29 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2025-05-23 | 2025-05-29 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2023-11-03 | 2023-11-09 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2023-11-03 | 2023-11-09 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2016-02-25 | 2020-02-27 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2016-02-25 | 2020-02-27 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2015-08-20 | 2015-08-28 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2015-08-20 | 2015-08-28 |