Ramin Naji
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ramin Naji, CE reference APH952. Currently licensed at 1 firm(s): Deutsche Securities Asia Limited. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2019-07-08 | present |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2010-02-17 | 2014-03-20 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2010-02-17 | 2014-03-20 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2010-02-17 | 2014-03-20 |
| Merrill Lynch Far East Limited | Rep | Type 4 — Advising on securities | 2010-02-17 | 2014-03-20 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 — Advising on corporate finance | 2010-02-17 | 2014-03-20 |
| Merrill Lynch Far East Limited | Rep | Type 6 — Advising on corporate finance | 2010-02-17 | 2014-03-20 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2008-06-26 | 2008-11-21 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2008-06-26 | 2008-11-21 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2007-08-06 | 2008-05-27 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2007-08-06 | 2008-05-27 |