Na Liu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Na Liu (劉鈉), a licensed Responsible Officer with CE reference BEC575. Currently licensed at 1 firm(s): Dragonstone Capital Management Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 11.6 years of SFC licence history. Total licence records on file: 12.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Dragonstone Capital Management Limited 龍石資本管理有限公司 |
Rep | Type 4 - Advising on securities | 2026-07-15 | present |
| Dragonstone Capital Management Limited 龍石資本管理有限公司 |
Rep | Type 9 - Asset management | 2026-07-15 | present |
| Dragonstone Capital Management Limited 龍石資本管理有限公司 |
RO | Type 1 - Dealing in securities | 2020-08-25 | present |
| Rockpool Capital Limited 摩石資本有限公司 |
Rep | Type 1 - Dealing in securities | 2019-01-31 | 2020-05-15 |
| Rockpool Capital Limited 摩石資本有限公司 |
Rep | Type 4 - Advising on securities | 2019-01-10 | 2020-05-15 |
| Rockpool Capital Limited 摩石資本有限公司 |
Rep | Type 9 - Asset management | 2019-01-10 | 2020-05-15 |
| Right Time Asset Management Company Limited 時和資產管理有限公司 |
RO | Type 4 - Advising on securities | 2018-04-16 | 2018-12-31 |
| Right Time Asset Management Company Limited 時和資產管理有限公司 |
RO | Type 9 - Asset management | 2018-04-16 | 2018-12-31 |
| Right Time Asset Management Company Limited 時和資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2017-07-27 | 2018-04-16 |
| Right Time Asset Management Company Limited 時和資產管理有限公司 |
Rep | Type 9 - Asset management | 2017-07-27 | 2018-04-16 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2014-09-03 | 2017-06-30 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2014-09-03 | 2017-06-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Na Liu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.