Na Liu
劉鈉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Na Liu (劉鈉), CE reference BEC575. Currently licensed at 1 firm(s): Dragonstone Capital Management Limited. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Dragonstone Capital Management Limited 龍石資本管理有限公司 |
RO | Type 1 — Dealing in securities | 2020-08-25 | present |
| Rockpool Capital Limited 摩石資本有限公司 |
Rep | Type 1 — Dealing in securities | 2019-01-31 | 2020-05-15 |
| Rockpool Capital Limited 摩石資本有限公司 |
Rep | Type 4 — Advising on securities | 2019-01-10 | 2020-05-15 |
| Rockpool Capital Limited 摩石資本有限公司 |
Rep | Type 9 — Asset management | 2019-01-10 | 2020-05-15 |
| Right Time Asset Management Company Limited 時和資產管理有限公司 |
RO | Type 4 — Advising on securities | 2018-04-16 | 2018-12-31 |
| Right Time Asset Management Company Limited 時和資產管理有限公司 |
RO | Type 9 — Asset management | 2018-04-16 | 2018-12-31 |
| Right Time Asset Management Company Limited 時和資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2017-07-27 | 2018-04-16 |
| Right Time Asset Management Company Limited 時和資產管理有限公司 |
Rep | Type 9 — Asset management | 2017-07-27 | 2018-04-16 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-09-03 | 2017-06-30 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2014-09-03 | 2017-06-30 |