Lai Lai Zee
史麗麗
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lai Lai Zee (史麗麗), a licensed Representative with CE reference AFN498. Currently licensed at 1 firm(s): Delta Asia Securities Limited. Active regulated activities: Type 1 - Dealing in securities. This person has 23.6 years of SFC licence history. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Delta Asia Securities Limited 滙業證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | present |
| Delta Asia Securities Limited 滙業證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-05-11 |
| Delta Asia Securities Limited 滙業證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-05-11 |
| Delta Asia Securities Limited 滙業證券有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-11-07 |
| Delta Asia Securities Limited 滙業證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-05-11 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Lai Lai Zee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.