Sandi Yuen Shan Li
李苑姍
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sandi Yuen Shan Li (李苑姍), a licensed Representative with CE reference BAI050. Currently licensed at 1 firm(s): Deutsche Securities Asia Limited. Active regulated activities: Type 6 - Advising on corporate finance. This person has 11.1 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2025-05-07 | present |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2015-01-16 | 2022-10-28 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2015-01-16 | 2022-10-28 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2015-01-16 | 2022-10-28 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2012-10-16 | 2014-12-03 |