Sandi Yuen Shan Li
李苑姍
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sandi Yuen Shan Li (李苑姍), CE reference BAI050. Currently licensed at 1 firm(s): Deutsche Securities Asia Limited. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2025-05-07 | present |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-01-16 | 2022-10-28 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2015-01-16 | 2022-10-28 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2015-01-16 | 2022-10-28 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2012-10-16 | 2014-12-03 |