Stanley Chong Kit Au
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stanley Chong Kit Au (區宗傑), a licensed Responsible Officer with CE reference AAA969. Currently licensed at 1 firm(s): Delta Asia Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 23.6 years of SFC licence history. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Delta Asia Securities Limited 滙業證券有限公司 |
RO | Type 9 - Asset management | 2025-12-04 | present |
| Delta Asia Securities Limited 滙業證券有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | present |
| Delta Asia Securities Limited 滙業證券有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | present |
| Delta Asia Securities Limited 滙業證券有限公司 |
RO | Type 3 - Leveraged foreign exchange trading | 2011-12-23 | 2020-09-21 |
| Sun Delta Securities Limited 匯業三陽證券有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2003-09-18 |
| Delta Asia Wealth Management Limited 滙業財富管理有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2025-08-04 |
| Sun Delta Securities Limited 匯業三陽證券有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2003-09-18 |
| Delta Asia Securities Limited 滙業證券有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2005-01-14 |
| Delta Asia Wealth Management Limited 滙業財富管理有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2005-01-14 |
| Sun Delta Securities Limited 匯業三陽證券有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2003-09-18 |
| Delta Asia Securities Limited 滙業證券有限公司 |
RO | Type 7 - Providing automated trading services | Pre-2003 | 2003-11-07 |
| Delta Asia Securities Limited 滙業證券有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2005-01-14 |
| Delta Asia Wealth Management Limited 滙業財富管理有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2025-08-04 |
| Sun Delta Securities Limited 匯業三陽證券有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2003-09-18 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Stanley Chong Kit Au during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.