Melody Tsung Wen Ngan
顏瑽韻
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Melody Tsung Wen Ngan (顏瑽韻), CE reference AJL556. Currently licensed at 1 firm(s): Deutsche Securities Asia Limited. Total licence records on file: 19.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2019-04-09 | present |
| CEB International Capital Corporation Limited 光銀國際資本有限公司 |
RO | Type 1 — Dealing in securities | 2018-01-05 | 2018-09-03 |
| CEB International Capital Corporation Limited 光銀國際資本有限公司 |
RO | Type 4 — Advising on securities | 2018-01-05 | 2018-09-03 |
| CEB International Capital Corporation Limited 光銀國際資本有限公司 |
RO | Type 6 — Advising on corporate finance | 2018-01-05 | 2018-09-03 |
| CEB International Capital Corporation Limited 光銀國際資本有限公司 |
Rep | Type 1 — Dealing in securities | 2017-03-03 | 2018-01-05 |
| CEB International Capital Corporation Limited 光銀國際資本有限公司 |
Rep | Type 4 — Advising on securities | 2017-03-03 | 2018-01-05 |
| CEB International Capital Corporation Limited 光銀國際資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2017-03-03 | 2018-01-05 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2006-04-04 | 2016-03-08 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2006-04-04 | 2016-03-08 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2006-04-04 | 2016-03-08 |
| Merrill Lynch Far East Limited | Rep | Type 4 — Advising on securities | 2006-04-04 | 2016-03-08 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 — Advising on corporate finance | 2006-04-04 | 2016-03-08 |
| Merrill Lynch Far East Limited | Rep | Type 6 — Advising on corporate finance | 2006-04-04 | 2016-03-08 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2005-04-22 | 2005-10-27 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2005-04-22 | 2005-10-27 |
| Merrill Lynch Far East Limited | Rep | Type 4 — Advising on securities | 2005-04-22 | 2005-10-27 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 — Advising on corporate finance | 2005-04-22 | 2005-10-27 |
| Merrill Lynch Far East Limited | Rep | Type 6 — Advising on corporate finance | 2005-04-22 | 2005-10-27 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2004-02-12 | 2005-10-27 |