Desmond Kin Man Lee
李健文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Desmond Kin Man Lee (李健文), CE reference AFK515. Currently licensed at 1 firm(s): Dynasty Alliance Investment Management Limited. Total licence records on file: 19.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Dynasty Alliance Investment Management Limited 匯霸致遠投資管理有限公司 |
RO | Type 4 — Advising on securities | 2025-11-18 | present |
| Dynasty Alliance Investment Management Limited 匯霸致遠投資管理有限公司 |
RO | Type 9 — Asset management | 2025-11-18 | present |
| Dynasty Alliance Investment Management Limited 匯霸致遠投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2025-07-18 | 2025-11-18 |
| Dynasty Alliance Investment Management Limited 匯霸致遠投資管理有限公司 |
Rep | Type 9 — Asset management | 2025-07-18 | 2025-11-18 |
| Centaline Wealth Management Limited 中原資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2025-02-18 | 2025-06-30 |
| Centaline Wealth Management Limited 中原資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2025-02-18 | 2025-06-30 |
| Centaline Wealth Management Limited 中原資產管理有限公司 |
Rep | Type 9 — Asset management | 2025-02-18 | 2025-06-30 |
| WRise Prestige Securities Limited 昇世匯盈證券有限公司 |
RO | Type 1 — Dealing in securities | 2024-09-03 | 2025-01-27 |
| WRise Prestige Asset Management Limited 昇世匯盈資產管理有限公司 |
RO | Type 4 — Advising on securities | 2024-09-03 | 2025-01-27 |
| WRise Prestige Asset Management Limited 昇世匯盈資產管理有限公司 |
RO | Type 9 — Asset management | 2024-09-03 | 2025-01-27 |
| Jakota Asset Management Limited 嘉高達資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2023-10-31 | 2024-08-30 |
| Jakota Asset Management Limited 嘉高達資產管理有限公司 |
RO | Type 4 — Advising on securities | 2023-10-31 | 2024-08-30 |
| Jakota Asset Management Limited 嘉高達資產管理有限公司 |
RO | Type 9 — Asset management | 2023-10-31 | 2024-08-30 |
| Jakota Asset Management Limited 嘉高達資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2023-03-01 | 2023-10-31 |
| Jakota Asset Management Limited 嘉高達資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2023-03-01 | 2023-10-31 |
| Jakota Securities Group Limited 嘉高達證券集團有限公司 |
Rep | Type 1 — Dealing in securities | 2020-08-20 | 2023-03-01 |
| Jakota Securities Group Limited 嘉高達證券集團有限公司 |
Rep | Type 4 — Advising on securities | 2020-08-20 | 2023-03-01 |
| Jakota Asset Management Limited 嘉高達資產管理有限公司 |
Rep | Type 9 — Asset management | 2020-04-03 | 2023-10-31 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2005-04-11 | 2007-07-13 |