Ning Li
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ning Li (李宁), a licensed Responsible Officer with CE reference BEM063. Currently licensed at 2 firm(s): Dongxing Securities (Hong Kong) Asset Management Company Limited, Dongxing Securities (Hong Kong) Company Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 10.3 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Dongxing Securities (Hong Kong) Asset Management Company Limited 東興證券(香港)資產管理有限公司 |
RO | Type 4 - Advising on securities | 2023-07-10 | present |
| Dongxing Securities (Hong Kong) Asset Management Company Limited 東興證券(香港)資產管理有限公司 |
RO | Type 9 - Asset management | 2023-07-10 | present |
| Dongxing Securities (Hong Kong) Company Limited 東興證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2020-11-20 | present |
| Dongxing Securities (Hong Kong) Asset Management Company Limited 東興證券(香港)資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2018-07-06 | 2019-08-31 |
| Dongxing Securities (Hong Kong) Asset Management Company Limited 東興證券(香港)資產管理有限公司 |
Rep | Type 9 - Asset management | 2018-07-06 | 2019-08-31 |
| Donghai International Asset Management (Hong Kong) Limited 東海國際資產管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2016-07-26 | 2018-05-24 |
| Donghai International Asset Management (Hong Kong) Limited 東海國際資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2016-07-26 | 2018-05-24 |
| Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2014-11-14 | 2016-06-08 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ning Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.