Jian Cao
曹劍
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jian Cao (曹劍), a licensed former licensee with CE reference BOG527. This person has 7.3 years of SFC licence history. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2025-06-04 | 2026-09-30 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 - Dealing in securities | 2020-08-03 | 2025-05-09 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 4 - Advising on securities | 2020-08-03 | 2025-05-09 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 6 - Advising on corporate finance | 2020-08-03 | 2025-05-09 |
| SINO-CEEF Capital Management Company Limited 世福資本管理有限公司 |
Rep | Type 4 - Advising on securities | 2019-04-16 | 2020-06-29 |
| SINO-CEEF Capital Management Company Limited 世福資本管理有限公司 |
Rep | Type 9 - Asset management | 2019-04-16 | 2020-06-29 |
Worked alongside
The 7 closest colleagues, strongest tie first — individuals licensed at the same firm as Jian Cao during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.
| Name | Shared firm | Overlap |
|---|---|---|
| Henry Wai Ki Kwok | SINO-CEEF Capital Management Company Limited | 2019–2020 |
| Hang Yuan | SINO-CEEF Capital Management Company Limited | 2019–2020 |
| Yejun Chen | SINO-CEEF Capital Management Company Limited | 2019–2020 |
| Jing Qin | SINO-CEEF Capital Management Company Limited | 2019–2020 |
| Aiping Chen | SINO-CEEF Capital Management Company Limited | 2019–2020 |
| Peter Ming Hym Leung | SINO-CEEF Capital Management Company Limited | 2019–2020 |
| Jianqing Jiang | SINO-CEEF Capital Management Company Limited | 2019–2020 |