Spencer Yu Cheong Leung
梁裕昌
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Spencer Yu Cheong Leung (梁裕昌), CE reference AML738. Currently licensed at 1 firm(s): Dynasty Alliance Investment Management Limited. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Dynasty Alliance Investment Management Limited 匯霸致遠投資管理有限公司 |
RO | Type 4 — Advising on securities | 2022-10-19 | present |
| Dynasty Alliance Investment Management Limited 匯霸致遠投資管理有限公司 |
RO | Type 9 — Asset management | 2022-10-19 | present |
| Dynasty Alliance Investment Management Limited 匯霸致遠投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2022-08-16 | 2022-10-19 |
| Dynasty Alliance Investment Management Limited 匯霸致遠投資管理有限公司 |
Rep | Type 9 — Asset management | 2022-08-16 | 2022-10-19 |
| Alphalex Capital Management (HK) Limited 石壁投資管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2018-12-06 | 2022-06-30 |
| Alphalex Capital Management (HK) Limited 石壁投資管理(香港)有限公司 |
RO | Type 9 — Asset management | 2018-12-06 | 2022-06-30 |
| Alphalex Capital Management (HK) Limited 石壁投資管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2018-11-23 | 2018-12-06 |
| UBS Securities Asia Limited | Rep | Type 4 — Advising on securities | 2008-05-09 | 2018-06-01 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2006-08-30 | 2008-04-11 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 4 — Advising on securities | 2006-05-26 | 2006-06-22 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 4 — Advising on securities | 2005-09-15 | 2006-04-28 |