Yick Wai Albert Chang
張亦衛
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yick Wai Albert Chang (張亦衛), CE reference AFA799. Currently licensed at 1 firm(s): Deutsche Securities Asia Limited. Total licence records on file: 20.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
RO | Type 6 — Advising on corporate finance | 2021-09-01 | present |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2021-08-17 | 2021-09-01 |
| Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2020-06-02 | 2021-07-30 |
| Orient Capital (Hong Kong) Limited 東方融資(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2020-06-02 | 2021-07-30 |
| Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2020-03-26 | 2020-06-02 |
| Orient Capital (Hong Kong) Limited 東方融資(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2020-03-26 | 2020-06-02 |
| Quam Capital Limited 華富建業企業融資有限公司 |
Rep | Type 1 — Dealing in securities | 2019-12-11 | 2020-02-27 |
| Quam Capital Limited 華富建業企業融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2019-12-11 | 2020-02-27 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2016-02-18 | 2019-06-27 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2016-02-18 | 2019-06-27 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-11-09 | 2016-02-18 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2015-11-09 | 2019-06-27 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2015-11-09 | 2016-02-18 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 1 — Dealing in securities | 2014-05-15 | 2014-11-01 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 6 — Advising on corporate finance | 2014-05-15 | 2014-11-01 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
RO | Type 6 — Advising on corporate finance | 2011-03-21 | 2013-12-06 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2010-07-12 | 2013-12-06 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2010-07-12 | 2011-03-21 |
| BOCI Asia Limited 中銀國際亞洲有限公司 |
RO | Type 6 — Advising on corporate finance | 2006-12-27 | 2010-06-26 |
| BOCI Asia Limited 中銀國際亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2004-07-20 | 2006-12-27 |