Yang Wu
吳洋
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yang Wu (吳洋), CE reference BHY416. Currently licensed at 1 firm(s): Deutsche Securities Asia Limited. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2021-06-29 | present |
| Comprador Limited | Rep | Type 4 — Advising on securities | 2016-08-11 | 2019-09-27 |
| Comprador Limited | Rep | Type 6 — Advising on corporate finance | 2016-08-11 | 2019-09-27 |