Wan-Ning Li
李婉寧
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wan-Ning Li (李婉寧), CE reference BKC576. Currently licensed at 1 firm(s): Deutsche Securities Asia Limited. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2021-08-09 | present |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2017-08-07 | 2021-06-08 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2017-08-07 | 2021-06-08 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2017-08-07 | 2021-06-08 |