Frankie Ming Yin Mok
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Frankie Ming Yin Mok (莫銘然), a licensed Representative with CE reference BUB063. Currently licensed at 1 firm(s): Delta Asia Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 2.9 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Delta Asia Securities Limited 滙業證券有限公司 |
Rep | Type 1 - Dealing in securities | 2023-08-21 | present |
| Delta Asia Securities Limited 滙業證券有限公司 |
Rep | Type 4 - Advising on securities | 2023-08-21 | present |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Frankie Ming Yin Mok during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.