Yan Kei Christine Wong
黃昕淇
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yan Kei Christine Wong (黃昕淇), CE reference BKD487. Currently licensed at 1 firm(s): Dynasty Alliance Investment Management Limited. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Dynasty Alliance Investment Management Limited 匯霸致遠投資管理有限公司 |
RO | Type 4 — Advising on securities | 2024-08-22 | present |
| Dynasty Alliance Investment Management Limited 匯霸致遠投資管理有限公司 |
RO | Type 9 — Asset management | 2024-08-22 | present |
| Innovest Securities Investment Limited 粵創證券投資有限公司 |
Rep | Type 1 — Dealing in securities | 2021-04-08 | 2022-07-01 |
| Dynasty Alliance Investment Management Limited 匯霸致遠投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2021-04-08 | 2024-08-22 |
| Dynasty Alliance Investment Management Limited 匯霸致遠投資管理有限公司 |
Rep | Type 9 — Asset management | 2021-04-08 | 2024-08-22 |