William Wai Hing Liu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for William Wai Hing Liu (廖為興), a licensed Responsible Officer with CE reference AEQ575. Currently licensed at 1 firm(s): Dragon Legend Capital Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 7.8 years of SFC licence history. Total licence records on file: 11.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Dragon Legend Capital Limited 龍譽資本有限公司 |
RO | Type 1 - Dealing in securities | 2022-04-20 | present |
| Dragon Legend Capital Limited 龍譽資本有限公司 |
RO | Type 4 - Advising on securities | 2022-04-20 | present |
| Dragon Legend Capital Limited 龍譽資本有限公司 |
RO | Type 9 - Asset management | 2022-04-20 | present |
| Kietex Capital Limited 旗德資本有限公司 |
RO | Type 4 - Advising on securities | 2021-09-06 | 2022-03-01 |
| Kietex Capital Limited 旗德資本有限公司 |
RO | Type 9 - Asset management | 2021-09-06 | 2022-03-01 |
| CBH Asia Limited 瑞金亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2018-10-30 | 2021-05-31 |
| CBH Asia Limited 瑞金亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2018-10-30 | 2021-05-31 |
| CBH Asia Limited 瑞金亞洲有限公司 |
Rep | Type 9 - Asset management | 2018-10-30 | 2021-05-31 |
| AP Asset Management (HK) Limited | Rep | Type 1 - Dealing in securities | 2005-05-03 | 2005-10-28 |
| AP Asset Management (HK) Limited | Rep | Type 4 - Advising on securities | 2005-05-03 | 2005-10-28 |
| AP Asset Management (HK) Limited | Rep | Type 9 - Asset management | 2005-05-03 | 2005-10-28 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as William Wai Hing Liu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Ka Yau Leung | Dragon Legend Capital Limited | 2022–present |
| Hiu Man Wong | Dragon Legend Capital Limited | 2022–present |
| Nicholas John Bannerman | CBH Asia Limited | 2018–2021 |
| Anita Hoi Ying Caswell Ng | CBH Asia Limited | 2018–2021 |
| Zachary Tin Ying Chan | CBH Asia Limited | 2018–2021 |
| Doron Huang | CBH Asia Limited | 2018–2021 |
| Mung Mei Yu | CBH Asia Limited | 2018–2021 |
| Lo Lin | CBH Asia Limited | 2018–2021 |
| Tsz Kin Tsang | CBH Asia Limited | 2018–2021 |
| Ping Wang | CBH Asia Limited | 2018–2021 |
| Paula Patricia Marriott | CBH Asia Limited | 2019–2021 |
| Jon Patrick Dingley | CBH Asia Limited | 2018–2021 |
| Kim Ming Wong | Dragon Legend Capital Limited | 2022–2023 |
| Valerie Tsz Kwan Tan | CBH Asia Limited | 2019–2021 |
| Winson Wai Fat Liu | CBH Asia Limited | 2018–2020 |
| Ka Pui Tse | CBH Asia Limited | 2018–2020 |
| Chi Man Wong | CBH Asia Limited | 2018–2021 |
| Andrew John Bone | CBH Asia Limited | 2018–2020 |
| Sung Yip Chiu | CBH Asia Limited | 2020–2021 |
| Tian Wen Jiing | CBH Asia Limited | 2019–2021 |