William Wai Hing Liu
廖為興
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for William Wai Hing Liu (廖為興), CE reference AEQ575. Currently licensed at 1 firm(s): Dragon Legend Capital Limited. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Dragon Legend Capital Limited 龍譽資本有限公司 |
RO | Type 1 — Dealing in securities | 2022-04-20 | present |
| Dragon Legend Capital Limited 龍譽資本有限公司 |
RO | Type 4 — Advising on securities | 2022-04-20 | present |
| Dragon Legend Capital Limited 龍譽資本有限公司 |
RO | Type 9 — Asset management | 2022-04-20 | present |
| Kietex Capital Limited 旗德資本有限公司 |
RO | Type 4 — Advising on securities | 2021-09-06 | 2022-03-01 |
| Kietex Capital Limited 旗德資本有限公司 |
RO | Type 9 — Asset management | 2021-09-06 | 2022-03-01 |
| CBH Asia Limited 瑞金亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2018-10-30 | 2021-05-31 |
| CBH Asia Limited 瑞金亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2018-10-30 | 2021-05-31 |
| CBH Asia Limited 瑞金亞洲有限公司 |
Rep | Type 9 — Asset management | 2018-10-30 | 2021-05-31 |
| AP Asset Management (HK) Limited | Rep | Type 1 — Dealing in securities | 2005-05-03 | 2005-10-28 |
| AP Asset Management (HK) Limited | Rep | Type 4 — Advising on securities | 2005-05-03 | 2005-10-28 |
| AP Asset Management (HK) Limited | Rep | Type 9 — Asset management | 2005-05-03 | 2005-10-28 |