Yi Ru Chen
陳怡如
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yi Ru Chen (陳怡如), CE reference ALP979. Currently licensed at 1 firm(s): Crosby Securities Limited. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Crosby Securities Limited 高誠證券有限公司 |
Rep | Type 1 — Dealing in securities | 2024-03-22 | present |
| Crosby Securities Limited 高誠證券有限公司 |
Rep | Type 4 — Advising on securities | 2024-03-22 | present |
| Crosby Securities Limited 高誠證券有限公司 |
Rep | Type 9 — Asset management | 2024-03-22 | present |
| Venture Smart Asia Limited 意博資本亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2020-07-21 | 2024-03-21 |
| Venture Smart Asia Limited 意博資本亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2020-07-21 | 2024-03-21 |
| Venture Smart Asia Limited 意博資本亞洲有限公司 |
Rep | Type 9 — Asset management | 2020-07-21 | 2024-03-21 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2018-06-04 | 2019-05-16 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2018-06-04 | 2019-05-16 |
| Hao Tian International Securities Limited 昊天國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-04-26 | 2017-08-21 |
| Vontobel Wealth Management (Hong Kong) Limited 瑞萬通博財富管理（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2016-04-22 | 2017-03-10 |
| Vontobel Wealth Management (Hong Kong) Limited 瑞萬通博財富管理（香港）有限公司 |
Rep | Type 4 — Advising on securities | 2016-04-22 | 2017-03-10 |
| Fuhwa Securities (Hong Kong) Co., Limited 復華證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2005-02-15 | 2005-06-14 |