Raymond Chu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Raymond Chu (朱允明), a licensed Responsible Officer with CE reference AHA485. Currently licensed at 4 firm(s): Emperor Securities Limited, Emperor Wealth Management Limited, Emperor Asset Management Limited, Crosby Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 13.1 years of SFC licence history. Total licence records on file: 20.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Emperor Securities Limited 英皇證券有限公司 |
RO | Type 1 - Dealing in securities | 2025-12-23 | present |
| Emperor Wealth Management Limited 英皇財富管理有限公司 |
RO | Type 1 - Dealing in securities | 2025-12-23 | present |
| Emperor Asset Management Limited 英皇資產管理有限公司 |
RO | Type 4 - Advising on securities | 2025-12-23 | present |
| Emperor Securities Limited 英皇證券有限公司 |
RO | Type 4 - Advising on securities | 2025-12-23 | present |
| Emperor Wealth Management Limited 英皇財富管理有限公司 |
RO | Type 4 - Advising on securities | 2025-12-23 | present |
| Emperor Asset Management Limited 英皇資產管理有限公司 |
RO | Type 9 - Asset management | 2025-12-23 | present |
| Crosby Securities Limited 高誠證券有限公司 |
RO | Type 1 - Dealing in securities | 2015-10-13 | present |
| Crosby Securities Limited 高誠證券有限公司 |
RO | Type 4 - Advising on securities | 2015-10-13 | present |
| Crosby Securities Limited 高誠證券有限公司 |
RO | Type 9 - Asset management | 2015-10-13 | present |
| CAM Wealth Management Company Limited 建富財富管理有限公司 |
RO | Type 4 - Advising on securities | 2018-05-04 | 2025-09-19 |
| CAM Wealth Management Company Limited 建富財富管理有限公司 |
RO | Type 9 - Asset management | 2018-05-04 | 2025-09-19 |
| CAM Wealth Management Company Limited 建富財富管理有限公司 |
RO | Type 4 - Advising on securities | 2016-03-18 | 2017-03-23 |
| CAM Wealth Management Company Limited 建富財富管理有限公司 |
RO | Type 9 - Asset management | 2016-03-18 | 2017-03-23 |
| Crosby Securities Limited 高誠證券有限公司 |
Rep | Type 1 - Dealing in securities | 2015-08-25 | 2015-10-13 |
| Crosby Securities Limited 高誠證券有限公司 |
Rep | Type 4 - Advising on securities | 2015-08-25 | 2015-10-13 |
| Crosby Securities Limited 高誠證券有限公司 |
Rep | Type 9 - Asset management | 2015-08-25 | 2015-10-13 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2015-07-10 | 2015-07-17 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 |
Rep | Type 4 - Advising on securities | 2015-07-10 | 2015-07-17 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 |
RO | Type 1 - Dealing in securities | 2013-05-22 | 2015-07-10 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 |
RO | Type 4 - Advising on securities | 2013-05-22 | 2015-07-10 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Raymond Chu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.