Karen Ka Yan Tse
謝嘉茵
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Karen Ka Yan Tse (謝嘉茵), CE reference BBJ219. Currently licensed at 1 firm(s): Coller Capital (Hong Kong) Limited. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Coller Capital (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2020-08-17 | present |
| Coller Capital (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2020-08-17 | present |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2013-05-31 | 2016-04-15 |