Leon Yuen Kai Lam
林源佳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Leon Yuen Kai Lam (林源佳), CE reference AJD640. Currently licensed at 1 firm(s): Credit Agricole Securities (Asia) Limited. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 |
RO | Type 1 — Dealing in securities | 2023-01-16 | present |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 |
RO | Type 4 — Advising on securities | 2023-01-16 | present |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2014-02-28 | 2019-06-28 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 5 — Advising on futures contracts | 2013-11-06 | 2019-06-28 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2003-10-09 | 2004-07-10 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 |
Rep | Type 9 — Asset management | 2003-10-09 | 2004-07-10 |