Yanming Xiao
肖艷明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yanming Xiao (肖艷明), a licensed Responsible Officer with CE reference BBL065. Currently licensed at 1 firm(s): Cornucopiae Asset Management Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Cornucopiae Asset Management Limited 華豐資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2018-02-14 | present |
| Cornucopiae Asset Management Limited 華豐資產管理有限公司 |
RO | Type 4 - Advising on securities | 2018-02-14 | present |
| Cornucopiae Asset Management Limited 華豐資產管理有限公司 |
RO | Type 9 - Asset management | 2013-10-18 | present |