Siu Kuen Becky Wong
黃少娟
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Kuen Becky Wong (黃少娟), CE reference ADB986. Currently licensed at 1 firm(s): Cornucopiae Asset Management Limited. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Cornucopiae Asset Management Limited 華豐資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2020-09-23 | present |
| Cornucopiae Asset Management Limited 華豐資產管理有限公司 |
RO | Type 4 — Advising on securities | 2019-01-28 | present |
| Cornucopiae Asset Management Limited 華豐資產管理有限公司 |
RO | Type 9 — Asset management | 2019-01-28 | present |
| Cornucopiae Asset Management Limited 華豐資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2018-12-04 | 2019-01-28 |
| Cornucopiae Asset Management Limited 華豐資產管理有限公司 |
Rep | Type 9 — Asset management | 2018-12-04 | 2019-01-28 |
| Hua Yu Investment Management Limited 華禹投資管理有限公司 |
RO | Type 4 — Advising on securities | 2015-10-06 | 2018-11-07 |
| Hua Yu Investment Management Limited 華禹投資管理有限公司 |
RO | Type 9 — Asset management | 2015-10-06 | 2018-11-07 |