Xi Yan
嚴曦
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xi Yan (嚴曦), CE reference BRR931. Currently licensed at 1 firm(s): DBS Asia Capital Limited. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 1 — Dealing in securities | 2021-11-01 | present |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 4 — Advising on securities | 2021-11-01 | present |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2021-11-01 | present |