Yijing Xie
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yijing Xie (謝奕菁), a licensed Representative with CE reference BGI283. Currently licensed at 1 firm(s): DBS Asia Capital Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 6 - Advising on corporate finance. This person has 9.6 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 1 - Dealing in securities | 2023-09-12 | present |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 4 - Advising on securities | 2023-09-12 | present |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2023-09-12 | present |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2017-06-30 | 2022-09-14 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2017-06-30 | 2022-09-14 |
| Wells Fargo Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2015-10-07 | 2017-04-26 |
| Wells Fargo Securities Asia Limited | Rep | Type 4 - Advising on securities | 2015-10-07 | 2017-04-26 |
| Wells Fargo Securities Asia Limited | Rep | Type 6 - Advising on corporate finance | 2015-10-07 | 2017-04-26 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yijing Xie during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.