Yijing Xie
謝奕菁
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yijing Xie (謝奕菁), CE reference BGI283. Currently licensed at 1 firm(s): DBS Asia Capital Limited. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 1 — Dealing in securities | 2023-09-12 | present |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 4 — Advising on securities | 2023-09-12 | present |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2023-09-12 | present |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2017-06-30 | 2022-09-14 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2017-06-30 | 2022-09-14 |
| Wells Fargo Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2015-10-07 | 2017-04-26 |
| Wells Fargo Securities Asia Limited | Rep | Type 4 — Advising on securities | 2015-10-07 | 2017-04-26 |
| Wells Fargo Securities Asia Limited | Rep | Type 6 — Advising on corporate finance | 2015-10-07 | 2017-04-26 |