Harry Koon Ying Yu
余冠英
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Harry Koon Ying Yu (余冠英), CE reference AEY337. Currently licensed at 1 firm(s): DBS Asia Capital Limited. Total licence records on file: 19.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
RO | Type 1 — Dealing in securities | 2016-09-21 | present |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
RO | Type 4 — Advising on securities | 2016-09-21 | present |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2016-09-21 | present |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 1 — Dealing in securities | 2016-08-26 | 2016-09-21 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 4 — Advising on securities | 2016-08-26 | 2016-09-21 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2016-08-26 | 2016-09-21 |
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 |
RO | Type 1 — Dealing in securities | 2011-04-15 | 2016-08-01 |
| GF Capital (Hong Kong) Limited 廣發融資(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2011-04-15 | 2016-08-01 |
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2011-04-07 | 2011-04-15 |
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 |
Rep | Type 4 — Advising on securities | 2011-04-07 | 2016-08-01 |
| GF Capital (Hong Kong) Limited 廣發融資(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-04-07 | 2011-04-15 |
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2010-12-31 | 2011-04-01 |
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 |
RO | Type 4 — Advising on securities | 2010-12-31 | 2011-04-01 |
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 |
RO | Type 6 — Advising on corporate finance | 2010-12-31 | 2011-04-01 |
| Partners Capital International Limited 博大資本國際有限公司 |
RO | Type 1 — Dealing in securities | 2004-04-23 | 2008-06-29 |
| Partners Capital International Limited 博大資本國際有限公司 |
RO | Type 6 — Advising on corporate finance | 2004-04-23 | 2008-06-29 |
| Partners Capital International Limited 博大資本國際有限公司 |
Rep | Type 1 — Dealing in securities | 2004-01-26 | 2004-04-23 |
| Partners Capital International Limited 博大資本國際有限公司 |
Rep | Type 6 — Advising on corporate finance | 2004-01-26 | 2004-04-23 |
| Piper Jaffray Asia Limited 派杰亞洲有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2004-01-01 |