Pak Kin Tam

譚柏健
CE No. AGE825 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pak Kin Tam (譚柏健), a licensed Representative with CE reference AGE825. Currently licensed at 2 firm(s): Core Pacific - Yamaichi International (H.K.) Limited, Core Pacific-Yamaichi Futures (H.K.) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts. This person has 23.6 years of SFC licence history. Total licence records on file: 12.

Licence history

FirmRoleRegulated activityFromTo
Core Pacific - Yamaichi International (H.K.) Limited
京華山一國際(香港)有限公司
Rep Type 1 - Dealing in securities 2016-07-01 present
Core Pacific-Yamaichi Futures (H.K.) Limited
京華山一期貨(香港)有限公司
Rep Type 2 - Dealing in futures contracts 2010-02-09 present
Core Pacific - Yamaichi International (H.K.) Limited
京華山一國際(香港)有限公司
Rep Type 1 - Dealing in securities Pre-2003 2016-06-30
Core Pacific-Yamaichi Securities (H.K.) Limited
京華山一證券(香港)有限公司
Rep Type 1 - Dealing in securities Pre-2003 2016-06-30
Core Pacific - Yamaichi International (H.K.) Limited
京華山一國際(香港)有限公司
Rep Type 4 - Advising on securities Pre-2003 2004-07-02
Core Pacific-Yamaichi Securities (H.K.) Limited
京華山一證券(香港)有限公司
Rep Type 4 - Advising on securities Pre-2003 2004-07-02
Core Pacific - Yamaichi International (H.K.) Limited
京華山一國際(香港)有限公司
Rep Type 6 - Advising on corporate finance Pre-2003 2004-07-02
Core Pacific-Yamaichi Securities (H.K.) Limited
京華山一證券(香港)有限公司
Rep Type 6 - Advising on corporate finance Pre-2003 2004-07-02
Core Pacific - Yamaichi International (H.K.) Limited
京華山一國際(香港)有限公司
Rep Type 7 - Providing automated trading services Pre-2003 2004-07-02
Core Pacific-Yamaichi Securities (H.K.) Limited
京華山一證券(香港)有限公司
Rep Type 7 - Providing automated trading services Pre-2003 2004-07-02
Core Pacific - Yamaichi International (H.K.) Limited
京華山一國際(香港)有限公司
Rep Type 9 - Asset management Pre-2003 2004-07-02
Core Pacific-Yamaichi Securities (H.K.) Limited
京華山一證券(香港)有限公司
Rep Type 9 - Asset management Pre-2003 2004-07-02

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