Kwok Wai Lo
盧國偉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Wai Lo (盧國偉), CE reference ASD201. Currently licensed at 1 firm(s): Core Pacific - Yamaichi International (H.K.) Limited. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-07-01 | present |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2016-07-01 | present |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-09-03 | 2016-06-30 |
| Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-09-03 | 2016-06-30 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2014-09-03 | 2016-06-30 |
| iBest Consultants Limited | Rep | Type 1 — Dealing in securities | 2010-05-27 | 2014-08-23 |
| iBest Consultants Limited | Rep | Type 4 — Advising on securities | 2009-01-05 | 2014-08-23 |