Raymond Wai Cheuk Ip
葉偉焯
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Raymond Wai Cheuk Ip (葉偉焯), CE reference AMB348. Currently licensed at 1 firm(s): Crosby Securities Limited. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Crosby Securities Limited 高誠證券有限公司 |
RO | Type 4 — Advising on securities | 2015-08-25 | present |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 |
RO | Type 4 — Advising on securities | 2014-04-28 | 2015-08-12 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 |
Rep | Type 4 — Advising on securities | 2014-01-28 | 2014-04-28 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2010-08-13 | 2012-05-08 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 9 — Asset management | 2010-08-13 | 2012-05-08 |
| Hamon Asset Management Limited | Rep | Type 9 — Asset management | 2006-06-20 | 2006-10-12 |
| PFP Capital Limited | Rep | Type 9 — Asset management | 2006-06-20 | 2006-10-12 |
| Hamon Asset Management Limited | Rep | Type 4 — Advising on securities | 2005-07-07 | 2006-10-12 |
| PFP Capital Limited | Rep | Type 4 — Advising on securities | 2005-07-07 | 2006-10-12 |