King Fai Ho
何勁輝
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for King Fai Ho (何勁輝), a licensed former licensee with CE reference ANV293. Total licence records on file: 27.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Core Securities Company Limited (The) 核聚證券有限公司 |
RO | Type 1 - Dealing in securities | 2024-04-09 | 2026-05-14 |
| Core Securities Company Limited (The) 核聚證券有限公司 |
RO | Type 4 - Advising on securities | 2024-04-09 | 2026-05-14 |
| Core Securities Company Limited (The) 核聚證券有限公司 |
RO | Type 9 - Asset management | 2024-04-09 | 2026-05-14 |
| Core Securities Company Limited (The) 核聚證券有限公司 |
Rep | Type 1 - Dealing in securities | 2024-02-19 | 2024-04-09 |
| Core Securities Company Limited (The) 核聚證券有限公司 |
Rep | Type 4 - Advising on securities | 2024-02-19 | 2024-04-09 |
| Core Securities Company Limited (The) 核聚證券有限公司 |
Rep | Type 9 - Asset management | 2024-02-19 | 2024-04-09 |
| Caitong International Securities Co., Limited 財通國際證券有限公司 |
RO | Type 1 - Dealing in securities | 2023-11-08 | 2023-11-28 |
| Caitong International Securities Co., Limited 財通國際證券有限公司 |
RO | Type 4 - Advising on securities | 2023-11-08 | 2023-11-28 |
| Caitong International Securities Co., Limited 財通國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2023-09-21 | 2023-11-08 |
| Caitong International Securities Co., Limited 財通國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2023-09-21 | 2023-11-08 |
| Senchi Morgan Capital Market Limited 盛世摩根證券有限公司 |
RO | Type 1 - Dealing in securities | 2018-03-23 | 2023-06-30 |
| Senchi Morgan Assets Management Limited 盛世摩根資產管理有限公司 |
RO | Type 4 - Advising on securities | 2017-02-01 | 2023-06-30 |
| Senchi Morgan Assets Management Limited 盛世摩根資產管理有限公司 |
RO | Type 9 - Asset management | 2017-02-01 | 2023-06-30 |
| QMIS Asset Management Limited 華亞資產管理有限公司 |
RO | Type 4 - Advising on securities | 2015-08-27 | 2015-12-28 |
| QMIS Asset Management Limited 華亞資產管理有限公司 |
RO | Type 9 - Asset management | 2015-08-27 | 2015-12-28 |
| QMIS Securities Limited 華亞證券有限公司 |
Rep | Type 1 - Dealing in securities | 2015-07-14 | 2015-12-28 |
| QMIS Asset Management Limited 華亞資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2015-07-14 | 2015-08-27 |
| QMIS Asset Management Limited 華亞資產管理有限公司 |
Rep | Type 9 - Asset management | 2015-07-14 | 2015-08-27 |
| DaoKou Asset Management Limited 道口資產管理有限公司 |
RO | Type 4 - Advising on securities | 2014-06-05 | 2015-06-30 |
| DaoKou Asset Management Limited 道口資產管理有限公司 |
RO | Type 9 - Asset management | 2014-06-05 | 2015-06-30 |
| Phoenician Limited 富理基有限公司 |
RO | Type 9 - Asset management | 2013-03-22 | 2014-01-17 |
| MF Global Hong Kong Limited 明富環球香港有限公司 |
Rep | Type 4 - Advising on securities | 2009-02-20 | 2011-09-14 |
| MF Global Hong Kong Limited 明富環球香港有限公司 |
Rep | Type 5 - Advising on futures contracts | 2009-02-20 | 2011-09-14 |
| MF Global Hong Kong Limited 明富環球香港有限公司 |
Rep | Type 1 - Dealing in securities | 2008-08-25 | 2011-09-14 |
| MF Global Hong Kong Limited 明富環球香港有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2008-08-25 | 2011-09-14 |
| Cinda International Securities Limited 信達國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2006-10-27 | 2008-08-04 |
| Cinda International Futures Limited 信達國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2006-10-27 | 2008-08-04 |