Raymond Ho Yin Kwok
郭浩然
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Raymond Ho Yin Kwok (郭浩然), CE reference ARN583. Currently licensed at 1 firm(s): Crosby Securities Limited. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Crosby Securities Limited 高誠證券有限公司 |
RO | Type 1 — Dealing in securities | 2020-08-26 | present |
| Crosby Securities Limited 高誠證券有限公司 |
RO | Type 4 — Advising on securities | 2015-09-22 | present |
| Crosby Securities Limited 高誠證券有限公司 |
RO | Type 9 — Asset management | 2015-09-22 | present |
| CAM Wealth Management Company Limited 建富財富管理有限公司 |
RO | Type 4 — Advising on securities | 2018-01-22 | 2025-09-19 |
| CAM Wealth Management Company Limited 建富財富管理有限公司 |
RO | Type 9 — Asset management | 2018-01-22 | 2025-09-19 |
| CAM Wealth Management Company Limited 建富財富管理有限公司 |
RO | Type 4 — Advising on securities | 2016-02-23 | 2016-05-16 |
| CAM Wealth Management Company Limited 建富財富管理有限公司 |
RO | Type 9 — Asset management | 2016-02-23 | 2016-05-16 |
| Crosby Securities Limited 高誠證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-01-08 | 2020-08-26 |
| Crosby Securities Limited 高誠證券有限公司 |
Rep | Type 4 — Advising on securities | 2014-01-08 | 2015-09-22 |
| Crosby Securities Limited 高誠證券有限公司 |
Rep | Type 9 — Asset management | 2014-01-08 | 2015-09-22 |
| Chinese Strategic Asset Management Limited 華人富通資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2008-10-13 | 2013-12-31 |
| Chinese Strategic Asset Management Limited 華人富通資產管理有限公司 |
Rep | Type 9 — Asset management | 2008-10-13 | 2013-12-31 |