Tse Ting Lee
李子庭
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tse Ting Lee (李子庭), CE reference BFY805. Currently licensed at 1 firm(s): DBS Asia Capital Limited. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 1 — Dealing in securities | 2017-06-05 | present |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 4 — Advising on securities | 2017-06-05 | present |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2017-06-05 | present |
| CMB International Capital Limited 招銀國際融資有限公司 |
Rep | Type 1 — Dealing in securities | 2015-08-05 | 2017-05-05 |
| CMB International Capital Limited 招銀國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2015-08-05 | 2017-05-05 |