Joao Paulo Cardoso Monteclaro Cesar
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Joao Paulo Cardoso Monteclaro Cesar, CE reference AWK004. Currently licensed at 1 firm(s): Cohen & Steers Asia Limited. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Cohen & Steers Asia Limited | Rep | Type 1 — Dealing in securities | 2018-11-26 | present |
| Cohen & Steers Asia Limited | Rep | Type 4 — Advising on securities | 2018-11-26 | present |
| Cohen & Steers Asia Limited | Rep | Type 9 — Asset management | 2018-11-26 | present |
| Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-12-03 | 2018-10-26 |
| Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2010-12-03 | 2018-10-26 |
| Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司 |
Rep | Type 9 — Asset management | 2010-12-03 | 2018-10-26 |