Raymond Kin Wah Yim
嚴建華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Raymond Kin Wah Yim (嚴建華), a licensed Representative with CE reference BLX402. Currently licensed at 1 firm(s): Asset Management Group Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Asset Management Group Limited 資產管理集團有限公司 |
Rep | Type 1 - Dealing in securities | 2018-02-13 | present |
| Asset Management Group Limited 資產管理集團有限公司 |
Rep | Type 4 - Advising on securities | 2018-02-13 | present |