Lok Sum Sam Leung
梁樂心
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lok Sum Sam Leung (梁樂心), CE reference BLL826. Currently licensed at 1 firm(s): Avenue Family Office Limited. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Avenue Family Office Limited 道信家族辦公室有限公司 |
Rep | Type 1 — Dealing in securities | 2022-07-25 | present |
| Avenue Family Office Limited 道信家族辦公室有限公司 |
Rep | Type 4 — Advising on securities | 2022-07-25 | present |
| Avenue Family Office Limited 道信家族辦公室有限公司 |
Rep | Type 9 — Asset management | 2022-07-25 | present |
| Basel Capital Limited 巴塞爾資本有限公司 |
Rep | Type 4 — Advising on securities | 2020-12-03 | 2022-06-22 |
| Basel Capital Limited 巴塞爾資本有限公司 |
Rep | Type 9 — Asset management | 2020-12-03 | 2022-06-22 |
| China Industrial Securities International Brokerage Limited 興證國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-11-09 | 2020-08-14 |