David Hon Wa Lai
賴瀚華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Hon Wa Lai (賴瀚華), CE reference BCY715. Currently licensed at 1 firm(s): Athos Capital Limited. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Athos Capital Limited | Rep | Type 9 — Asset management | 2023-05-04 | present |
| Nine Masts Capital Limited 天元資本有限公司 |
Rep | Type 9 — Asset management | 2018-08-23 | 2022-07-31 |
| Value Partners Hong Kong Limited 惠理基金管理香港有限公司 |
Rep | Type 1 — Dealing in securities | 2017-10-24 | 2018-08-17 |
| Value Partners Limited 惠理基金管理公司 |
Rep | Type 1 — Dealing in securities | 2017-10-24 | 2018-08-17 |
| Value Partners Hong Kong Limited 惠理基金管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2017-10-24 | 2018-08-17 |
| Value Partners Limited 惠理基金管理公司 |
Rep | Type 4 — Advising on securities | 2017-10-24 | 2018-08-17 |
| Value Partners Hong Kong Limited 惠理基金管理香港有限公司 |
Rep | Type 9 — Asset management | 2017-10-24 | 2018-08-17 |
| Value Partners Limited 惠理基金管理公司 |
Rep | Type 9 — Asset management | 2017-10-24 | 2018-08-17 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2016-04-15 | 2017-09-08 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2016-04-15 | 2017-09-08 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2016-04-15 | 2017-09-08 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2016-04-15 | 2017-09-08 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2014-02-17 | 2014-07-04 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 2 — Dealing in futures contracts | 2014-02-17 | 2014-07-04 |