Charles Teng-Iao Wong
王騰耀
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Charles Teng-Iao Wong (王騰耀), CE reference AUG868. Currently licensed at 1 firm(s): Axial Partners Limited. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Axial Partners Limited | RO | Type 4 — Advising on securities | 2023-05-03 | present |
| Axial Partners Limited | RO | Type 9 — Asset management | 2023-05-03 | present |
| Prive Financial Limited |
RO | Type 1 — Dealing in securities | 2020-10-06 | 2023-03-31 |
| TVM Capital China Limited |
RO | Type 4 — Advising on securities | 2016-04-29 | 2018-01-31 |
| Prive Financial Limited |
RO | Type 1 — Dealing in securities | 2012-12-06 | 2016-04-15 |
| Coventry Capital HK Limited |
RO | Type 1 — Dealing in securities | 2010-03-22 | 2011-09-05 |