Wai San Sam Ng
吳韋燊
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai San Sam Ng (吳韋燊), CE reference BTO679. Currently licensed at 1 firm(s): BCT Financial Limited. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BCT Financial Limited 銀聯金融有限公司 |
Rep | Type 1 — Dealing in securities | 2026-01-26 | present |
| BCT Financial Limited 銀聯金融有限公司 |
Rep | Type 4 — Advising on securities | 2026-01-26 | present |
| Principal Investment & Retirement Services Limited 信安投資及退休金服務有限公司 |
Rep | Type 1 — Dealing in securities | 2023-03-21 | 2025-12-31 |
| Principal Investment & Retirement Services Limited 信安投資及退休金服務有限公司 |
Rep | Type 4 — Advising on securities | 2023-03-21 | 2025-12-31 |