Stephane Marcel Marie Bernard Ritz
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stephane Marcel Marie Bernard Ritz, CE reference AUS617. Currently licensed at 1 firm(s): BNP Paribas Securities (Asia) Limited. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
RO | Type 1 — Dealing in securities | 2012-05-21 | present |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2011-09-06 | present |
| Paribas Asia Equity Limited 巴黎巴亞洲証券有限公司 |
RO | Type 1 — Dealing in securities | 2010-09-17 | 2011-12-30 |
| BNP Paribas Futures (Hong Kong) Limited 法國巴黎期貨(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2010-09-17 | 2011-12-30 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-02-18 | 2012-05-21 |
| Paribas Asia Equity Limited 巴黎巴亞洲証券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-02-18 | 2010-09-17 |
| BNP Paribas Futures (Hong Kong) Limited 法國巴黎期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-02-18 | 2010-09-17 |