James Ming Yao Chia
謝名耀
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James Ming Yao Chia (謝名耀), CE reference AZB028. Currently licensed at 1 firm(s): Athos Capital Limited. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Athos Capital Limited | Rep | Type 9 — Asset management | 2018-03-19 | present |
| Vision Asset Management (HK) Limited 允升資產管理有限公司 |
Rep | Type 9 — Asset management | 2015-09-14 | 2018-02-28 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2012-02-22 | 2012-07-04 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2012-02-22 | 2012-07-04 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-02-22 | 2012-07-04 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 7 — Providing automated trading services | 2012-02-22 | 2012-07-04 |