Janet Tze Yan Li
李子恩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Janet Tze Yan Li (李子恩), CE reference ATN771. Currently licensed at 1 firm(s): BEA Union Investment Management Limited. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BEA Union Investment Management Limited 東亞聯豐投資管理有限公司 |
RO | Type 1 — Dealing in securities | 2023-10-25 | present |
| BEA Union Investment Management Limited 東亞聯豐投資管理有限公司 |
RO | Type 4 — Advising on securities | 2023-10-25 | present |
| BEA Union Investment Management Limited 東亞聯豐投資管理有限公司 |
RO | Type 9 — Asset management | 2023-10-25 | present |
| BEA Union Investment Management Limited 東亞聯豐投資管理有限公司 |
Rep | Type 1 — Dealing in securities | 2023-10-03 | 2023-10-25 |
| BEA Union Investment Management Limited 東亞聯豐投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2023-10-03 | 2023-10-25 |
| BEA Union Investment Management Limited 東亞聯豐投資管理有限公司 |
Rep | Type 9 — Asset management | 2023-10-03 | 2023-10-25 |
| Mercer Investments (HK) Limited 美世投資(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2018-08-01 | 2023-08-11 |
| Mercer Investments (HK) Limited 美世投資(香港)有限公司 |
RO | Type 4 — Advising on securities | 2018-08-01 | 2023-08-11 |
| Mercer Investments (HK) Limited 美世投資(香港)有限公司 |
RO | Type 9 — Asset management | 2018-08-01 | 2023-08-11 |
| Towers Watson Investment Services Hong Kong Limited 韜睿惠悅投資顧問香港有限公司 |
Rep | Type 1 — Dealing in securities | 2017-07-20 | 2017-10-31 |
| Towers Watson Investment Services Hong Kong Limited 韜睿惠悅投資顧問香港有限公司 |
Rep | Type 4 — Advising on securities | 2009-09-04 | 2017-10-31 |