Rex Sui Yan Lo
盧穗欣
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Rex Sui Yan Lo (盧穗欣), CE reference AFU290. Currently licensed at 1 firm(s): BEA Union Investment Management Limited. Total licence records on file: 19.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BEA Union Investment Management Limited 東亞聯豐投資管理有限公司 |
RO | Type 1 — Dealing in securities | 2017-05-04 | present |
| BEA Union Investment Management Limited 東亞聯豐投資管理有限公司 |
RO | Type 4 — Advising on securities | 2017-05-04 | present |
| BEA Union Investment Management Limited 東亞聯豐投資管理有限公司 |
Rep | Type 1 — Dealing in securities | 2014-06-24 | 2017-05-04 |
| BEA Union Investment Management Limited 東亞聯豐投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2014-06-24 | 2017-05-04 |
| China Securities (International) Asset Management Company Limited 中信建投(國際)資產管理有限公司 |
RO | Type 4 — Advising on securities | 2014-04-14 | 2014-05-24 |
| China Securities (International) Asset Management Company Limited 中信建投(國際)資產管理有限公司 |
Rep | Type 9 — Asset management | 2013-09-24 | 2014-05-24 |
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 |
RO | Type 1 — Dealing in securities | 2013-04-24 | 2014-05-24 |
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 |
RO | Type 4 — Advising on securities | 2013-04-24 | 2014-05-24 |
| China International Capital Corporation Hong Kong Asset Management Limited 中國國際金融香港資產管理有限公司 |
Rep | Type 9 — Asset management | 2012-02-06 | 2012-05-28 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-01-09 | 2012-05-28 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 1 — Dealing in securities | 2010-11-20 | 2011-09-03 |
| Daiwa Capital Markets Trading Hong Kong Limited 大和資本市場金融交易香港有限公司 |
Rep | Type 1 — Dealing in securities | 2010-11-02 | 2011-09-03 |
| KBC Financial Products Hong Kong Limited 比聯金融產品香港有限公司 |
RO | Type 1 — Dealing in securities | 2008-02-15 | 2010-11-20 |
| KBC Financial Products Hong Kong Limited 比聯金融產品香港有限公司 |
Rep | Type 1 — Dealing in securities | 2007-11-09 | 2008-02-15 |
| KBC Financial Products Hong Kong Limited 比聯金融產品香港有限公司 |
RO | Type 1 — Dealing in securities | 2007-03-02 | 2007-11-09 |
| KBC Financial Products Hong Kong Limited 比聯金融產品香港有限公司 |
Rep | Type 1 — Dealing in securities | present | 2007-03-02 |
| KBC Financial Products Hong Kong Limited 比聯金融產品香港有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-01-08 |
| KBC Financial Products Hong Kong Limited 比聯金融產品香港有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-01-08 |
| KBC Financial Products Hong Kong Limited 比聯金融產品香港有限公司 |
Rep | Type 9 — Asset management | present | 2004-01-08 |