Vivia Wai Ming Tong
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Vivia Wai Ming Tong (唐慧明), a licensed Responsible Officer with CE reference AIE803. Currently licensed at 1 firm(s): Avanta Investment Management Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 12.5 years of SFC licence history. Total licence records on file: 14.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Avanta Investment Management Limited 安永達投資管理有限公司 |
RO | Type 4 - Advising on securities | 2023-06-29 | present |
| Avanta Investment Management Limited 安永達投資管理有限公司 |
RO | Type 9 - Asset management | 2023-06-29 | present |
| Avanta Investment Management Limited 安永達投資管理有限公司 |
Rep | Type 4 - Advising on securities | 2023-05-29 | 2023-06-29 |
| Avanta Investment Management Limited 安永達投資管理有限公司 |
Rep | Type 9 - Asset management | 2023-05-29 | 2023-06-29 |
| TVC Management Limited | RO | Type 4 - Advising on securities | 2018-01-24 | 2023-02-09 |
| TVC Management Limited | RO | Type 9 - Asset management | 2018-01-24 | 2023-02-09 |
| TVC Management Limited | Rep | Type 4 - Advising on securities | 2017-09-12 | 2018-01-24 |
| TVC Management Limited | Rep | Type 9 - Asset management | 2017-09-12 | 2018-01-24 |
| Avanta Investment Management Limited 安永達投資管理有限公司 |
Rep | Type 4 - Advising on securities | 2008-01-25 | 2009-01-24 |
| Avanta Investment Management Limited 安永達投資管理有限公司 |
Rep | Type 9 - Asset management | 2008-01-25 | 2009-01-24 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2004-12-16 | 2006-09-07 |
| TIS Securities (HK) Limited 金鼎綜合證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-05-07 |
| TIS Securities (HK) Limited 金鼎綜合證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-05-07 |
| TIS Securities (HK) Limited 金鼎綜合證券(香港)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-05-07 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Vivia Wai Ming Tong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.