Vivia Wai Ming Tong
唐慧明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Vivia Wai Ming Tong (唐慧明), CE reference AIE803. Currently licensed at 1 firm(s): Avanta Investment Management Limited. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Avanta Investment Management Limited 安永達投資管理有限公司 |
RO | Type 4 — Advising on securities | 2023-06-29 | present |
| Avanta Investment Management Limited 安永達投資管理有限公司 |
RO | Type 9 — Asset management | 2023-06-29 | present |
| Avanta Investment Management Limited 安永達投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2023-05-29 | 2023-06-29 |
| Avanta Investment Management Limited 安永達投資管理有限公司 |
Rep | Type 9 — Asset management | 2023-05-29 | 2023-06-29 |
| TVC Management Limited |
RO | Type 4 — Advising on securities | 2018-01-24 | 2023-02-09 |
| TVC Management Limited |
RO | Type 9 — Asset management | 2018-01-24 | 2023-02-09 |
| TVC Management Limited |
Rep | Type 4 — Advising on securities | 2017-09-12 | 2018-01-24 |
| TVC Management Limited |
Rep | Type 9 — Asset management | 2017-09-12 | 2018-01-24 |
| Avanta Investment Management Limited 安永達投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2008-01-25 | 2009-01-24 |
| Avanta Investment Management Limited 安永達投資管理有限公司 |
Rep | Type 9 — Asset management | 2008-01-25 | 2009-01-24 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2004-12-16 | 2006-09-07 |
| TIS Securities (HK) Limited 金鼎綜合證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-05-07 |
| TIS Securities (HK) Limited 金鼎綜合證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-05-07 |
| TIS Securities (HK) Limited 金鼎綜合證券(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2004-05-07 |