Anny Ma
馬曉薇
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Anny Ma (馬曉薇), CE reference AMC724. Currently licensed at 1 firm(s): BCT Financial Limited. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BCT Financial Limited 銀聯金融有限公司 |
Rep | Type 1 — Dealing in securities | 2016-08-24 | present |
| BCT Financial Limited 銀聯金融有限公司 |
Rep | Type 4 — Advising on securities | 2016-08-24 | present |
| Principal Investment & Retirement Services Limited 信安投資及退休金服務有限公司 |
Rep | Type 4 — Advising on securities | 2015-06-25 | 2016-07-16 |
| Principal Investment & Retirement Services Limited 信安投資及退休金服務有限公司 |
Rep | Type 1 — Dealing in securities | 2014-10-10 | 2016-07-16 |
| Principal Asset Management Company (Asia) Limited 信安資金管理(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2009-05-19 | 2009-12-07 |
| Angus Moore Limited 安格摩亞投資管理國際有限公司 |
Rep | Type 4 — Advising on securities | 2008-02-06 | 2008-08-28 |
| Gladstone Morgan Portfolio Services Limited |
Rep | Type 4 — Advising on securities | 2005-07-11 | 2008-01-14 |