Seung-Bom Kim
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Seung-Bom Kim, CE reference AOI831. Currently licensed at 1 firm(s): Athos Capital Limited. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Athos Capital Limited | Rep | Type 9 — Asset management | 2024-12-17 | present |
| UBS Asset Management (Hong Kong) Limited | RO | Type 1 — Dealing in securities | 2017-03-14 | 2019-12-19 |
| UBS Asset Management (Hong Kong) Limited | RO | Type 2 — Dealing in futures contracts | 2017-03-14 | 2019-12-19 |
| UBS Asset Management (Hong Kong) Limited | RO | Type 4 — Advising on securities | 2017-03-14 | 2019-12-19 |
| UBS Asset Management (Hong Kong) Limited | RO | Type 9 — Asset management | 2017-03-14 | 2019-12-19 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2013-04-10 | 2017-03-14 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2013-02-01 | 2017-03-14 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2012-03-19 | 2017-03-14 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2012-03-19 | 2017-03-14 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2011-06-09 | 2012-03-19 |
| UBS Securities Asia Limited | Rep | Type 2 — Dealing in futures contracts | 2011-06-09 | 2012-03-19 |
| Point72 Hong Kong Limited | Rep | Type 9 — Asset management | 2010-07-02 | 2011-04-18 |
| Sculptor Capital Management Hong Kong Limited 司韜資本管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2007-03-16 | 2008-12-05 |